Operational risk
Reduce the potential for loss resulting from inadequate internal processes, systems, or external events, including human error and fraud.
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How we help
Maya Wilson
Managing Director
,Compliance and Risk Management
Maya has more than 25 years of experience in regulatory compliance and risk management, helping financial services organizations address their most pressing compliance, risk management, and governance challenges to improve their overall operational effectiveness.
Andrew Surgan
Managing Director
,Compliance and Risk
Andrew has more than 30 years of experience in regulatory compliance helping broker-dealer, investment adviser, asset management, and investment banking organizations enhance and streamline their compliance programs to meet complex regulatory requirements and expectations.
David DeLouya
Managing Director
,Compliance and Risk
David has more than 20 years of experience in business development and technology transformation, helping global financial services organizations navigate complex operational transformations and the modernization of risk management, regulatory compliance, and data governance programs.
Erik Shumar
Managing Director
,Financial Institutions Advisory
With more than 30 years of experience in public education, Wanda works with educational leaders and team members to identify key practices and processes that support continuous improvement, unlocking excellence, and ensuring that students are prepared for their future.
