Brendan Mulvey

Contact Brendan Mulvey

Brendan Mulvey

Brendan has more than 20 years of experience in helping financial services organizations establish and sustain operations and risk management capabilities that demonstrate regulatory compliance while achieving desired business, operational, and customer outcomes.

Managing risk is essential — but integrated, cross-functional collaboration is what transforms it. Programs that align incentives with risk-informed behavior foster resilience, innovation, and a sustained culture of compliance.

About Brendan

Brendan provides regulatory compliance and enterprise risk management expertise to global financial services clients, enabling them to reduce operational and compliance risk while achieving business goals. As an adviser with experience in front-line, operations, and second-line roles, he helps financial services companies address complex regulatory matters, build and implement compliance programs, and optimize business operations.

Throughout his career, Brendan has:

  • Advised clients on compliance, enterprise, operational, third-party, and technology risk programs, resulting in improved regulatory alignment, reduced risk exposure, and enhanced organizational resilience.
  • Enabled clients to build effective risk management capabilities tailored to evolving regulatory landscapes and organizational needs.
  • Infused technology into advisory services by forging partnerships to deliver solutions in data analytics, process automation, artificial intelligence, and governance, risk, and compliance.

Brendan served as senior managing director in the regulatory compliance and risk management solutions practice at Treliant, which was acquired by Huron in 2025. Prior to Treliant, he led the risk and compliance practice at Promontory and served as associate director in Protiviti’s regulatory risk practice. Brendan also managed the anti-money laundering (AML) and sanctions compliance programs for a foreign bank and worked in a private bank’s AML compliance department.

Brendan earned a Juris Doctor from St. John’s University School of Law and a Bachelor of Science in finance from St. John’s University. He is a certified regulatory compliance manager (CRCM).

Areas of Expertise

  • Advisory Services
  • Enterprise Risk Management
  • Regulatory and Compliance
  • Regulatory Change Management
  • Managed Services
  • Data Management and Analytics

Industries

  • Banking and Capital Markets
  • Insurance
  • Asset and Wealth Management
  • Financial Services
  • Fintech and Insurtech
  • Private Equity

Education & Certifications

  • J.D., St. John's University
  • B.S., St. John's University
  • Certified regulatory compliance manager (CRCM)

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