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Regulatory change management

A regulatory change management framework brings together the key elements of process management, resource alignment, technology enablement, governance, and communication to effectively operationalize regulatory change in the end-to-end compliance environment.

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Andrew Surgan

Andrew Surgan

Managing Director

,

Compliance and Risk

Andrew has more than 30 years of experience in regulatory compliance helping broker-dealer, investment adviser, asset management, and investment banking organizations enhance and streamline their compliance programs to meet complex regulatory requirements and expectations.
Erik Shumar

Erik Shumar

Managing Director

,

Financial Institutions Advisory

With more than 30 years of experience in public education, Wanda works with educational leaders and team members to identify key practices and processes that support continuous improvement, unlocking excellence, and ensuring that students are prepared for their future.