Financial institutions internal audit

Leverage our expertise and leading practice framework in transforming professional practices and operating models for internal audit including internal audit charters, manuals, policy and procedures, risk assessment framework, audit methodology, continuous monitoring, quality assurance improvement program, data analytics, automation, machine learning, generative artificial intelligence.

Provide specialized technical skills and personnel and supplement a bank’s existing team or provide a full outsource services in all risk stripes. Leverage our expertise and resources to enhance the effectiveness of internal controls and risk management, including risk assessment, audit planning and scoping, audit execution, reporting, project management professional services support and quality assessment.

Develop an internal audit talent strategy and framework assessment and implementation. Provide upskilling (in-person and online training), subject matter specialist support, and staff augmentation (offshore and onshore) support.

Transform internal audit through technology to increase efficiency, broaden coverage, and provide valuable insights using data analytics, automation, artificial Intelligence, and Generative AI.

Develop a control risk assessment, identify control gaps, and provide recommendations on the design and implementation of control and processes, control testing and remediation, control automation and optimizations.

Provide SOX readiness support, compliance program assessment, control evaluation and reporting. Drive transformation and optimization. Expertise in Japanese SOX Compliance.