Regulatory change management

A regulatory change management framework brings together the key elements of process management, resource alignment, technology enablement, governance, and communication to effectively operationalize regulatory change in the end-to-end compliance environment.

How we help

 

Identify and implement regulatory obligation

Assist with the development of regulatory inventories as well as assess impact of proposed or pending rule changes on business, operations, technology, risk and compliance.

Develop and manage regulatory obligation

Identify and prioritize proposed or pending laws, rules, and regulations (LRRs) to a practical level to facilitate impact and coverage assessments.

Automate regulatory change monitoring

Provide curated data feeds to track new and proposed LRRs to maintain evergreen regulatory inventories.

Develop and map policy, procedure, and controls

Develop and enhance compliance and operational policies, procedures, and controls; map to applicable regulatory obligations to assist with a comprehensive coverage.

Develop control test scripts

Develop and enhance control test scripts to address applicable regulatory obligations as they are expressed within internal controls.

Insights and case studies

Proactively identifying and mitigating risk in financial services with a RCSA thumbnail
Proactively identifying and mitigating risk in financial services with a RCSA

Connect with an expert

Maya Wilson bio image
Maya Wilson
Managing Director, Compliance and Risk Management
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Andrew Surgan bio image
Andrew Surgan
Managing Director, Compliance and Risk
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David DeLouya bio image
David DeLouya
Managing Director, Compliance and Risk
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Erik Shumar
Erik Shumar
Managing Director, Financial Institutions Advisory
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